Short selling

Results: 2054



#Item
341Financial markets / Financial regulation / Short selling / NYSE Arca / Securities Exchange Act / Exchange-traded fund / Short / U.S. Securities and Exchange Commission / New York Stock Exchange / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]March 4, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change A

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Source URL: www.sec.gov

Language: English - Date: 2015-03-06 10:15:41
342Business / Financial markets / Financial regulation / Short / Short selling / Security / Brokerage firm / Mark-to-market accounting / Securities Exchange Act / Financial economics / Finance / Financial system

LC Paper No. CB[removed]) Legislative Council Panel on Financial Affairs Regulation of securities firms 1.

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Source URL: www.legco.gov.hk

Language: English - Date: 2006-09-25 02:04:52
343Financial markets / Short selling / Repurchase agreement / Collateral management / United States housing bubble / Security / Securities lending / Short / Bank / Financial economics / Finance / Economics

Trust Companies Association of Japan

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Source URL: www.financialstabilityboard.org

Language: English - Date: 2015-02-26 04:21:10
344Financial markets / Stock market / Short selling / Corporate finance / Stock / Collateral damage / Short / Financial economics / Economics / Finance

Section[removed]General To Specific Stock Collateral Maintenance Terminal Operations FUNCTION NAME:

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Source URL: www.hkex.com.hk

Language: English - Date: 2011-02-25 02:05:03
345Securities / Financial markets / Short selling / Australian Securities Exchange / Economy of New South Wales / Repurchase agreement / Short / Security / Securities lending / Financial economics / Finance / Investment

Disclosure of equities securities lending FEbruary 2009

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Source URL: www.rba.gov.au

Language: English - Date: 2009-09-16 22:02:53
346Financial system / Financial regulation / Short selling / Exercise / Short / Clearing / Financial economics / Financial markets / Finance

DOC Document

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Source URL: www.hkex.com.hk

Language: English - Date: 2009-12-03 02:12:10
347Financial markets / Financial regulation / Short selling / Stock market / Short / Repurchase agreement / Futures contract / Order / Financial economics / Finance / Investment

BUY-IN NOTIFICATION REPORT Report ID :

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Source URL: www.hkex.com.hk

Language: English - Date: 2015-01-13 04:14:43
348Funds / Stock market index / Australian Securities Exchange / S&P/ASX 200 / Financial economics / Investment / Exchange-traded fund

Rules of the Exchange ELEVENTH SCHEDULE SHORT SELLING REGULATIONS (“REGULATIONS”) (18) An automatch stock may be designated by the Exchange as Designated Security from time to

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Source URL: www.hkex.com.hk

Language: English - Date: 2011-09-26 00:15:08
349Investment / Stock market / Financial regulation / Short selling / Market maker / Securities market / Bid–offer spread / Order / Repurchase agreement / Financial economics / Financial markets / Finance

Rules of the Exchange CHAPTER 1 INTERPRETATION[removed]In these Rules, unless the context otherwise requires:“Designated Security”

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Source URL: www.hkex.com.hk

Language: English - Date: 2010-07-29 03:09:35
350Securities / Financial markets / Stock market / Short selling / Security / Securities lending / Repurchase agreement / Short / Stock / Financial economics / Finance / Investment

CCASS OPERATIONAL PROCEDURES Definitions (a) For the convenience of readers, the definitions contained in the Rules are repeated below.

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Source URL: www.hkex.com.hk

Language: English - Date: 2012-05-22 04:04:27
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